CAPITAL MARKET LAW. COMPLIANT.

PASQUAY LEGAL

Your expert for banking and capital market law in the DACH region

Attorney Marie-Caroline Pasquay Freifrau von Pfetten-Arnbach

Attorney at Law (Germany)

Specialist lawyer for banking and capital market law

MBA (University of Pittsburgh)

Certified Compliance Officer

Registered European lawyer (Austria)

Specialized. Focused. Personal.

I support companies, issuers, start-ups, and financial service providers in all matters relating to capital market law and financial market regulation – from product design, prospectus preparation, and distribution to representation before supervisory authorities or courts.

I am familiar with the regulatory requirements under the EU Prospectus Regulation (Regulation (EU) 2017/1129), the German Securities Prospectus Act (WpPG), the Asset Investment Act (VermAnlG), the German Banking Act (KWG) and BaFin’s Minimum Requirements for Compliance (MaComp) – both in domestic and cross-border contexts. My focus is on small and mid-caps that require pragmatic solutions with clear cost and time planning.

Structure early, reduce risk later:

Ensure that you reach the market quickly and cost-effectively.

Who I work for

Issuers and SMEs (small and medium-sized enterprises)
Start-ups and scale-ups
Sales organizations
Family offices and asset managers
FinTechs and digital platforms
Credit and financial services institutions

Are you among those who think and act entrepreneurially, yet require legal certainty? Then benefit from specialized advice on an equal footing—clear, focused, and without unnecessary complexity.

Arrange a free capital market check now

Are you planning a capital market project, want to structure a financial instrument, or need legal clarity on regulations? Book your free initial assessment – direct, confidential, and with a clear view of your regulatory options.

Why you should work with me

In-depth expertise

I have been working exclusively in banking and capital market law for over 20 years. I not only have legal experience, but also understand the perspectives of product designers, distributors, and investors. This broad perspective is incorporated into every mandate.

Track record

Over 100 structured capital market transactions with a total volume of more than €1 billion speak for themselves. From subordinated loans to bonds subject to full prospectus requirements.

Plain language instead of legalese

You receive an honest assessment that is practical and understandable—even if it means saying no. I will tell you openly when a project is not viable from a regulatory perspective.

Efficiency through specialization

I handle every mandate personally, purposefully, and quickly. You will usually receive a qualified initial assessment within 48 hours.

Cost transparency & reliability

I will inform you of the expected costs in the free initial assessment. This allows you to calculate with certainty.

Are you looking for actionable solutions rather than lengthy memos?

I provide focused, practical advice with an eye for what makes economic sense—especially for small and mid-cap companies.

Services at a glance

Capital market law & issues

Regulatory law & licensing requirements

Distribution & documentation

Compliance & Governance

Litigation & representation

Two paths to your solution

Whether you are raising capital or implementing a new financial service, I am at your side with experience and clarity.

For companies and issuers

Would you like to raise capital, prepare a prospectus, or use a prospectus-free structure?

For financial service providers

Do you distribute financial instruments or are you planning a new service?